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Segregation of duties: a practical matrix for mid-size firms
Segregation of duties (SoD) means splitting the critical steps of a process: initiation, approval, execution, recording, and review, so that no single person can both create and validate a risky transaction. A mid-size firm does not need five people per process. It needs three things: incompatible steps never held by the same person, a documented compensating control wherever headcount makes separation impossible, and an exceptions register that proves the gaps are governed rather than ignored.
When to hire compliance consultants
Hire a compliance consultant when independence, specialist expertise, or credibility with a regulator is decisive: a first Sapin II or ISO 37001 program, an investigation or dawn raid, a certification or customer audit within 120 days, or expansion into a new jurisdiction. Keep accountability, risk decisions, and evidence ownership in house. Use technology for the recurring work, data collection, monitoring, evidence trails, so consultant hours go to judgment, not administration.
Ce que l'AFA attend réellement de votre reporting de conformité
Lors d'un contrôle de l'AFA, votre tableau de bord fait preuve. Ce que l'AFA attend du reporting de conformité Sapin II, et quels indicateurs construire.
AFA Compliance Reporting: What Regulators Expect from your Dashboard
During an AFA control, your dashboard is evidence. What the AFA expects from Sapin II compliance reporting and how to build indicators that prove it.
Sanction inédite de l’AFA : ce que la décision du 9 juillet 2026 change pour votre programme anticorruption
Le 9 juillet 2026, la commission des sanctions de l’Agence française anticorruption a franchi un cap attendu depuis près de dix ans. Pour la première fois depuis l’entrée en vigueur de la loi Sapin II, elle prononce des sanctions pécuniaires : 350 000 euros à l’encontre d’une société, et 60 000 euros à l’encontre de son président, à titre personnel.